Policy Details
Date of Last Update
6/25/2021
- Board of Trustees
Responsible Office
Office of General Counsel
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Regular Faculty Probationary Appointments
BOT 4.2.7
Policy Statement
4.2.7 Probationary Appointments
The probationary appointment review is conducted to allow the unit,
College, and University to formally assess the probationary faculty
member’s performance as they progress towards tenure and, when
applicable, to offer guidance for the future tenure review.
A regular faculty member's total probationary period shall not
exceed seven (7) full-time equivalent years of continuing appointment
(not including unpaid leaves) at the University. Allowance may be
given for up to three (3) full-time equivalent years of service of an
academic nature in other institutions of higher learning at the rank
of Assistant Professor or higher, service as a Librarian or full-time
service as a visiting faculty member at the rank of Assistant
Professor or higher at the University.
If one (1) year of prior service allowance is given, the first
probationary appointment will be for three (3) years and the contract
renewal review will take place in the second year of the initial
3-year contract. If the contract renewal is successful for a 2-year
contract, the tenure review will take place in the fifth appointment
year unless extended per Section 4.2.7.2.
If two (2) years of prior service allowance is given, the first
probationary appointment will be for three (3) years and the contract
renewal review will take place in the second year of the initial
3-year contract. If the contract renewal is successful, the tenure
review will take place in the fourth appointment year unless extended
per Section 4.2.7.2.
If three (3) years of prior service allowance is given, the
probationary appointment will be for four (4) years. The tenure review
will be the only formal review and will take place in the third
appointment year unless extended per Section
4.2.7.2. However, at the time of appointment, if the candidate
requests and the dean approves, a pre-tenure review will take place in
the second year of the initial 4-year contract
The exact number of years equated toward the probationary period will
be stipulated in writing as a part of the appointment process. Years
granted for prior service count towards promotion eligibility. Years
granted for prior service affect sabbatical eligibility as described
in Section 4.2.25.
If allowance for previous service is stipulated, it shall not
subsequently be changed, rescinded or revoked. Notwithstanding any
other provision of the Board of Trustees' Policies, a regular faculty
member's probationary period shall not be extended once it is established.
If allowance for prior service is not granted, a faculty member
will be appointed for an initial four (4) year period and the first
formal review for this appointment will occur in the winter semester
of the third year. If the first formal review is successful, the
faculty member will be eligible for a three (3) year renewal appointment.
The second formal review occurs during the winter semester of the
sixth year of the probationary period. The second formal review will
be the tenure decision.
In the event allowance for prior service was not granted, if the
first formal review is not successful, the fourth year of the
probationary appointment will be honored as a terminal year. In the
event allowance for prior service was not granted, if the second
formal review, occurring in the sixth year, is not successful, the
seventh year of probationary period will be honored as a terminal year.
If allowance for prior service is granted by the Dean as provided
above, the Dean's appointment letter shall address the length of the
initial appointment and the review cycle for a formal review and
tenure review.
If an initial contract begins winter or spring/summer semester, then
the probationary period will begin the subsequent fall semester, and
the length of the initial contract is extended (See Section 4.2.10.4.1).
Notwithstanding the foregoing in Section 4.2.7, by March 30 of
the academic year during which the probationary faculty member's
formal review is not being conducted pursuant to Section
4.2.10 (typically, the first, second, fourth, or fifth year), the
Dean may direct or the unit may vote that a contract review take place
during the first half of the fall semester of the following academic
year. The written notice to the faculty member of the review must
include an explanation for the review and a statement that in the
event of an unsatisfactory review, the review year will be the
terminal year. Other than being conducted during the fall semester,
such a review will follow the procedures for a normally timed contract
renewal as called for in Section
4.2.10, with the unit and the College Personnel Committee voting
to either recommend or not recommend early termination to the Dean.
If the probationary faculty member's contract is terminated, the
review year will be the terminal year.
4.2.7.1 Renewal Of Probationary Appointments. The review of a faculty member’s probationary appointment will result in a three-year renewal, a two-year renewal, a one-year renewal, or a non-renewal. Appointment renewals for regular faculty on probationary appointments normally will be for a period of three (3) years. A three-year renewal indicates the faculty member is meeting established criteria. A one or two-year renewal may indicate that the faculty member has performance problems that normally impede progress towards tenure. A renewal for less than three years may be recommended if:
A. The faculty member’s Unit recommends a one (1) or two (2) year renewal, and the recommendation is accepted by the College Personnel Committee;
B.The College’s Personnel Committee recommends a
one (1) or two (2) year renewal, and the recommendation is accepted by
the Dean;
C.The Dean recommends a one (1) or two (2) year contract and
gives the College’s Personnel Committee the reasons for such action;
D.The Provost decides on a one (1) or two (2) year contract and
gives the Dean and College’s Personnel Committee the reasons for such actions;
A one or two-year renewal may also be recommended if:
A.The three (3) or two (2) year period extends
beyond the regular faculty member's total probationary period;
B.The regular faculty member does not have the accepted terminal
degree in the discipline.
A non-renewal of the probationary appointment indicates that the
faculty member’s performance to date does not warrant future consideration.
4.2.7.2. Extending Probationary Appointments by Pausing the Tenure Clock. A faculty member may request an extension of the probationary period by pausing the tenure clock so that they may withdraw from teaching, work part-time or continue to work full-time while attending to other commitments. The pausing of the tenure clock will not be held against the faculty member in regards to any upcoming personnel reviews. A request for an extension may be submitted regardless of pay status; i.e. full pay or full or partial unpaid leave of absence. A request must be made in writing to the Dean after consultation with the faculty member's unit head. The Dean may approve a request for a maximum of two (2) years in total during the probationary period. Approval of the request will result in postponement of the time period of a contract renewal and/or tenure review and the new review date will be stipulated in the Dean's approval letter. Unless mutually agreed to by the faculty member and the Dean, the new review shall take place during the winter semester following the schedule of Section 4.2.10.4. Following is the list of circumstances under which a faculty member may be approved for an extension of the probationary period:
A. Faculty member's significant health issue, illness or injury;
B.The birth or adoption of a child (available to both mother, father and household member);
C. Substantial care giving responsibility for a
person residing in the household or someone listed in Section
4.2.30.3;
D. Military service obligation;
E. Current immigration status does not permit tenure;
F. Unforeseen and significant disruption that is outside the
control of the faculty member and is directly related to an area of
evaluation criteria for contract renewal or tenure as stated in Section 4.2.9;
G. Changes in appointment to either part-time work or
administrative assignment; or
H. An unpaid leave of absence pursuant to Section 4.2.30.5.